Tax diligence template

Tax Due Diligence Request List Template

A tax workstream index covering filings, audits, structuring and the employment-tax exposures that surface late and reprice deals.

Spreadsheet preview

Folder index rows

01 Corporate Income Tax / 01.01 Returns and computations
01 Corporate Income Tax / 01.02 Audits and disputes
02 Indirect Tax / 02.01 VAT/GST/sales tax
03 Employment Tax / 03.01 Payroll compliance
04 International / 04.01 Transfer pricing
04 International / 04.02 Permanent establishment
05 Structuring / 05.01 Historic reorganisations

Use case

Buy-side or sell-side tax diligence workstream

Download the CSV, open it in Excel or Google Sheets, customise the rows, then upload the finished index to Data Room Builder. The columns are intentionally simple: Level 1, Level 2, Level 3 and Notes.

Level 1Level 2Level 3Notes
01 Corporate Income Tax01.01 Returns and computationsAll open years, all jurisdictions
01 Corporate Income Tax01.02 Audits and disputesEnquiries, assessments, settlements
02 Indirect Tax02.01 VAT/GST/sales taxRegistrations, returns, partial exemption
03 Employment Tax03.01 Payroll compliancePAYE/withholding, benefits, IR35/contractor risk
04 International04.01 Transfer pricingMaster/local files, intercompany agreements
04 International04.02 Permanent establishmentCross-border activity and remote staff
05 Structuring05.01 Historic reorganisationsStep plans and clearances
06 Attributes06.01 Losses and creditsCarryforwards and change-of-control limits

Implementation tips

  • Organise by tax head, then by jurisdiction — mirrors how tax teams allocate work.
  • Contractor/IR35 exposure files belong here even if HR holds the contracts; tax quantifies them.
  • Include clearance correspondence for old reorganisations; missing steps become indemnities.

FAQs

Which exposures most often become price adjustments?

Employment-tax misclassification and VAT on cross-border supplies — both accrue penalties quietly.

How many open years should be included?

Every year still open to assessment in each jurisdiction, typically four to six.