Healthcare template

Healthcare Data Room Checklist Template

A healthcare diligence checklist for licences, providers, payors, compliance, clinical operations, HR, contracts and financial documents.

Spreadsheet preview

Folder index rows

01 Licences and Regulatory / Operating licences
02 Clinical Operations / Services and protocols
03 Payors and Revenue / Payor contracts
04 Compliance / Policies and audits
05 Providers and HR / Provider roster
06 Finance / Revenue by service line
07 IT and Data / Patient systems

Use case

Healthcare services, clinics, providers or regulated healthcare business diligence

Download the CSV, open it in Excel or Google Sheets, customise the rows, then upload the finished index to Data Room Builder. The columns are intentionally simple: Level 1, Level 2, Level 3 and Notes.

Level 1Level 2Level 3Notes
01 Licences and RegulatoryOperating licencesEntity and site licences
02 Clinical OperationsServices and protocolsClinical service lines and SOPs
03 Payors and RevenuePayor contractsInsurance, government or private pay contracts
04 CompliancePolicies and auditsCompliance programme, audits and correspondence
05 Providers and HRProvider rosterCredentials, roles and employment/contract status
06 FinanceRevenue by service lineFinancials by location/provider/service where available
07 IT and DataPatient systemsEHR, billing systems and data security overview

Implementation tips

  • Do not upload patient-identifiable data unless advisers confirm it is required and lawful.
  • Separate regulatory and clinical operations folders for specialist reviewers.
  • Keep provider credential documents organised by person or site.

FAQs

What makes healthcare diligence different?

Healthcare diligence is often more regulated and may involve licences, payor contracts, compliance history, provider credentials and sensitive data controls.

Can patient data go in the data room?

Usually avoid patient-identifiable data unless specifically required and cleared by counsel and compliance advisers.