Legal diligence template

Legal Due Diligence Data Room Template

A legal diligence folder structure for corporate records, contracts, litigation, compliance, IP, employment and property documents.

Spreadsheet preview

Folder index rows

01 Corporate Records / Formation and constitutional documents
02 Ownership and Securities / Shareholder agreements
03 Material Contracts / Customer contracts
04 Litigation and Disputes / Active litigation
05 Compliance / Policies and regulatory correspondence
06 Intellectual Property / Registrations and assignments
07 Employment / Employment contracts and policies

Use case

Legal advisor or seller-side document collection

Download the CSV, open it in Excel or Google Sheets, customise the rows, then upload the finished index to Data Room Builder. The columns are intentionally simple: Level 1, Level 2, Level 3 and Notes.

Level 1Level 2Level 3Notes
01 Corporate RecordsFormation and constitutional documentsCertificate, articles and registers
02 Ownership and SecuritiesShareholder agreementsInclude amendments
03 Material ContractsCustomer contractsTop contracts and standard terms
04 Litigation and DisputesActive litigationCounsel to confirm privilege treatment
05 CompliancePolicies and regulatory correspondenceBy jurisdiction where relevant
06 Intellectual PropertyRegistrations and assignmentsPatents, trademarks, copyright and domain names
07 EmploymentEmployment contracts and policiesHandle personal data carefully

Implementation tips

  • Ask counsel which folders should be restricted before opening the room to buyers.
  • Separate privileged legal analysis from buyer-facing source documents.
  • Track missing documents and redactions outside the shared folder tree.

FAQs

Is this legal advice?

No. It is a folder-structure starting point. Counsel should decide what is required and what can be shared.

Should litigation materials be restricted?

Often yes. Active disputes and privileged materials should be handled with counsel before buyer access is granted.